SPLK-5001 Exam Dumps

95 Questions


Last Updated On : 7-Oct-2025



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What is the first phase of the Continuous Monitoring cycle?



A. Monitor and Protect


B. Define and Predict


C. Assess and Evaluate


D. Respond and Recover





C.
  Assess and Evaluate

Explanation
The Continuous Monitoring cycle, often associated with frameworks like NIST (National Institute of Standards and Technology), is a recurring process for maintaining ongoing awareness of information security, vulnerabilities, and threats. It is a loop, but it must begin with a foundational step.

Assess and Evaluate:
This is the logical first phase. Before you can monitor or protect effectively, you must first assess your current environment to understand what assets you have, what their value is, and what their security posture is. This phase involves identifying systems, evaluating risks, and establishing a security baseline. You cannot monitor what you don't know about. This assessment provides the critical context and priorities for all subsequent monitoring activities.

Why the Other Options Are Incorrect

A. Monitor and Protect:
This is a core phase of the cycle, but it comes after the initial assessment. You need to know what to monitor and how to protect it based on the risks identified during the assessment phase.

B. Define and Predict:
While defining objectives is important, "Define and Predict" is not typically recognized as the first phase in standard continuous monitoring models. The cycle must start with a concrete assessment of the current state before moving to prediction or detailed definition of controls.

D. Respond and Recover:
This is the final phase in the cycle, activated after a security incident is detected. It is a reactive phase that depends entirely on the effectiveness of the preceding phases (Assessment, Monitoring, etc.).

Reference
The sequence aligns with security management best practices, such as those outlined in NIST Special Publication 800-137, which describes Information Security Continuous Monitoring (ISCM). The process begins with defining the strategy (which encompasses assessing the starting point and organizational risk) and then moves to establishing a program (implementing monitoring), and finally responding to findings. The "Assess and Evaluate" phase is the foundational starting point of this cycle.

Which of the following is not considered a type of default metadata in Splunk?



A. Source of data


B. Timestamps


C. Host name


D. Event description





D.
  Event description

Explanation
Splunk automatically assigns certain fields to every event during the indexing process. These are known as default metadata fields. They provide fundamental information about the event's context, not the content of the event itself.

The default metadata fields are:

time (Timestamps):
The time of the event.

source (Source of data):
The file, stream, or other origin of the data.

sourcetype:
The format of the data.

host (Host name):
The name of the device that generated the event.

These fields are always present and are central to how Splunk organizes and retrieves data.

Why the Other Options Are Incorrect

A. Source of data:
This is the source field, a core piece of default metadata.

B. Timestamps:
This is the time field, the most fundamental default metadata field.

C. Host name:
This is the host field, another essential default metadata field.

D. Event description is not a default metadata field.
The actual content or "description" of an event is contained in the _raw field, which is the original, unprocessed text. Any descriptive fields are typically extracted from _raw after indexing, either at search time or index time, and are not assigned by default to all events.

Reference
Splunk documentation clearly lists the default fields that are added to all events. The "About default fields" section in the Splunk Docs specifies time, source, sourcetype, and host as the primary default fields. The event's description is part of the raw data itself.

There are different metrics that can be used to provide insights into SOC operations. If Mean Time to Respond is defined as the total time it takes for an Analyst to disposition an event, what is the typical starting point for calculating this metric for a particular event?



A. When the malicious event occurs.


B. When the SOC Manager is informed of the issue.


C. When a Notable Event is triggered.


D. When the end users are notified about the issue.





C.
  When a Notable Event is triggered.

Explanation
In the context of Splunk Enterprise Security (ES), the "Mean Time to Respond" (MTTR) metric is specifically designed to measure the efficiency of the Security Operations Center (SOC) analysts in handling security alerts generated by the SIEM itself.

The lifecycle of an incident within ES typically begins when a correlation search or detection logic fires and creates a Notable Event. This Notable Event is the formal alert that appears in the ES Incident Review dashboard, assigned to an analyst for investigation and disposition.

Therefore, the "response time" clock for a specific event starts when the SOC is officially alerted—that is, when the Notable Event is triggered. The time ends when the analyst completes their work and sets a disposition (e.g., True Positive, False Positive, Benign). This measures the core workflow of the SOC analysts.

Why the Other Options Are Incorrect

A. When the malicious event occurs:
This is the starting point for a different, broader metric called Mean Time to Detect (MTTD). MTTD measures the time from the actual malicious activity occurring in the environment to the time the SOC's tools detect it. The time between the event and the creation of the Notable Event is part of the detection latency, not the analyst response time.

B. When the SOC Manager is informed of the issue:
This is an inconsistent and unreliable starting point. In a mature SOC, the analyst begins working on a Notable Event as soon as it is assigned, often before the manager is specifically informed. Using this as a metric would not accurately measure the analyst's response efficiency and would be highly variable.

D. When the end users are notified about the issue:
This occurs very late in the incident response process, often after containment and eradication. The "response" metric is focused on the initial analysis and triage phase, long before user notification, which is part of recovery.

Reference
This aligns with standard SOC maturity models and Splunk ES operational practices. The Incident Review dashboard in Splunk ES is the central console for managing Notable Events, and the timestamps associated with their creation and closure are the primary data points used to calculate analyst-centric metrics like MTTR.

Outlier detection is an analysis method that groups together data points into high density clusters. Data points that fall outside of these high density clusters are considered to be what?



A. Inconsistencies


B. Baselined


C. Anomalies


D. Non-conformatives





C.
  Anomalies

Explanation
The question describes the core concept of outlier detection in data analysis and machine learning. The process involves:

Identifying Clusters:
Finding groups where data points are very similar and densely packed together. These clusters represent the "normal" or expected pattern of behavior.

Identifying Outliers:
Any data point that does not belong to any of these dense clusters, because it is significantly different from the established pattern, is considered an outlier. In the context of security and data analysis, the term for such an outlier is an anomaly. Anomalies are deviations from the norm that may indicate interesting, unusual, or potentially malicious activity.

Why the Other Options Are Incorrect

A. Inconsistencies:
While an outlier can be seen as inconsistent with the main data groups, this term is too broad and vague. "Inconsistency" often refers to data quality issues (e.g., a date field formatted incorrectly), not necessarily a statistically rare event. "Anomaly" is the more precise and technical term for this statistical concept.

B. Baselined:
This is the opposite of an outlier. When something is "baselined," it means it has been established as part of the normal, expected pattern of activity. Outliers are, by definition, deviations from the baseline.

D. Non-conformatives:
This is not a standard term used in data analysis or security analytics. It is more commonly used in quality management and manufacturing to indicate a product that does not meet specifications, which is not the concept being described here.

Reference
This is a fundamental principle in data science and anomaly-based detection, which is a key capability in Splunk Enterprise Security. The Splunk Machine Learning Toolkit and the Splunk App for Data Science and Deep Learning provide algorithms specifically designed for this purpose: to model normal behavior (creating a baseline) and then flag data points that deviate from it (anomalies).

During an investigation it is determined that an event is suspicious but expected in the environment. Out of the following, what is the best disposition to apply to this event?



A. True positive


B. Informational


C. False positive


D. Benign





D.
  Benign

Explanation
The key to this question is understanding the nuanced definitions of event dispositions, especially in a security context like Splunk Enterprise Security. The event is described as "suspicious but expected."

Benign:
This disposition is used for events or alerts that are technically suspicious or match a detection rule, but are determined to be authorized, acceptable, or expected activity within the specific environment. It is not a malicious attack (True Positive), but it's also not a flaw in the detection logic (False Positive). It is a correct detection of an activity that is allowed by business policy.

Example:
A system administrator running a network scanning tool from an approved IT subnet would trigger a "Network Scan Detected" alert. This activity is suspicious, but it is expected and authorized as part of their job. The correct disposition is Benign.

Why the Other Options Are Incorrect

A. True Positive:
This disposition means the alert correctly identified a malicious or unauthorized activity. Since the event in the question is "expected in the environment," it is not a true security incident, so this label is incorrect.

B. Informational:
This is generally used for events that provide context or log normal activity. It is not typically a disposition for a security alert. An event labeled "suspicious" has already passed a threshold that makes it more notable than mere informational data.

C. False Positive:
This disposition means the detection logic was flawed. The alert fired incorrectly because it matched on normal, non-suspicious activity due to a bad signature, overly broad rule, or misinterpreted data. In this case, the event is suspicious; it's just that the suspicious activity is authorized. The detection worked correctly, so it is not a false positive.

Reference:
This terminology is central to Security Orchestration, Automation, and Response (SOAR) and Security Information and Event Management (SIEM) platforms like Splunk Enterprise Security. Properly classifying alerts (e.g., True Positive, False Positive, Benign) is critical for refining detection analytics and understanding real risk. The "Benign" category is essential for tuning alerts without disabling them entirely for valid business cases.

Which argument searches only accelerated data in the Network Traffic Data Model with tstats?



A. accelerate=true


B. dataset=accelerated


C. summariesonly=true


D. datamodel=accelerated





C.
  summariesonly=true

Explanation
The tstats command is specifically designed to search accelerated data models efficiently. The summariesonly argument is the key to controlling this behavior.

summariesonly=true:
This argument instructs tstats to query only the summarized (accelerated) data of a data model. It will not fall back to searching raw events if the data model is not accelerated or if the search time range falls outside the acceleration window. This makes the search extremely fast, as it operates purely on the pre-processed summary data.

In the context of the question, using summariesonly=true with the Network Traffic Data Model ensures the search is performed exclusively against the accelerated data, which is the most efficient way to query it.

Why the Other Options Are Incorrect

A. accelerate=true:
This is not a valid argument for the tstats command. The accelerate option is used when enabling acceleration for a data model during its creation or editing, not for searching it.

B. dataset=accelerated:
This is not a valid argument for tstats. The term "dataset" is not used in this context within tstats syntax.

D. datamodel=accelerated:
This is incorrect syntax. The datamodel argument must be followed by the name of the specific data model you want to search (e.g., datamodel=Network_Traffic). accelerated is not the name of a data model.

Reference:
Splunk Documentation:
The official tstats command documentation specifies the use of summariesonly. For example: "Use summariesonly=true to only return results from the accelerated data model and not from the associated raw data." This is the definitive argument for searching only accelerated data models.

A threat hunter is analyzing incoming emails during the past 30 days, looking for spam or phishing campaigns targeting many users. This involves finding large numbers of similar, but not necessarily identical, emails. The hunter extracts key datapoints from each email record, including the sender's address, recipient's address, subject, embedded URLs, and names of any attachments. Using the Splunk App for Data Science and Deep Learning, they then visualize each of these messages as points on a graph, looking for large numbers of points that occur close together. This is an example of what type of threathunting technique?



A. Clustering


B. Least Frequency of Occurrence Analysis


C. Time Series Analysis


D. Most Frequency of Occurrence Analysis





A.
  Clustering

Explanation
The scenario describes a technique where individual data points (emails) are grouped based on their similarity without prior knowledge of what the groups should be.

The key clues in the question are:
"Looking for large numbers of similar, but not necessarily identical, emails." This implies the goal is to find groups of items that share common characteristics.

"Visualize each of these messages as points on a graph, looking for large numbers of points that occur close together." This is the literal definition of how clustering algorithms work. They measure the "distance" or similarity between data points across multiple dimensions (in this case, sender, subject, URLs, etc.) and group points that are "close" to each other into clusters.

A cluster of very similar emails on such a graph would strongly indicate a coordinated spam or phishing campaign.

Why the Other Options Are Incorrect

B. Least Frequency of Occurrence Analysis:
This technique focuses on identifying rare or anomalous events (e.g., a user logging in from a country they've never been to). The hunter in this scenario is looking for large numbers of similar events, which is the opposite of "least frequency."

C. Time Series Analysis:
This involves analyzing data points over time to identify trends, cycles, or patterns (e.g., a spike in network traffic at a specific hour). While the hunter is analyzing data from the past 30 days, the core technique described is not about the timing of the emails but about their inherent similarity.

D. Most Frequency of Occurrence Analysis:
This is a simple counting exercise (e.g., "what is the most common destination port in my firewall logs?"). While related to finding commonalities, it is a simplistic, single-dimension analysis. The described technique is far more sophisticated, using multiple characteristics simultaneously to find similarity, which is the hallmark of clustering.

Reference
This technique aligns with the use of machine learning algorithms within the Splunk App for Data Science and Deep Learning (DSDL), which provides tools for unsupervised learning methods like clustering specifically for security analytics use cases such as threat hunting.


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