SPLK-5001 Exam Dumps

95 Questions


Last Updated On : 7-Oct-2025



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Which of the following data sources would be most useful to determine if a user visited a recently identified malicious website?



A. Active Directory Logs


B. Web Proxy Logs


C. Intrusion Detection Logs


D. Web Server Logs





B.
  Web Proxy Logs

Explanation
The question asks for the data source that can show if a user visited a specific website. The key elements are user identity and web destination. Web Proxy Logs are the definitive source for this information. Corporate networks typically route web traffic through a proxy server. These logs contain exactly the information needed:

src_user or user:
The identity of the user making the request (often obtained through integrated authentication).

dest_host or cs_host or url:
The full URL or domain name of the website that was requested.

src_ip:
The IP address of the user's machine.

action:
Whether the request was allowed or blocked.

By searching the proxy logs for the known malicious domain and the user's identity, an analyst can quickly and conclusively determine if the user visited the site.

Why the Other Options are Less Useful or Incorrect:

A. Active Directory Logs:
These logs track authentication and authorization events within the Windows domain (e.g., user logons, group membership changes). They do not record internet browsing activity. They would be useless for determining which external websites a user visited.

C. Intrusion Detection/Prevention System (IDS/IPS) Logs:
These logs are valuable for detecting exploit attempts or known malicious patterns in network traffic. While an IDS might generate an alert if it detects traffic to a known malicious IP address, its logs are not optimized for correlating a specific website to a specific user. They focus on the malicious signature itself, not on providing a comprehensive record of all web browsing by users.

D. Web Server Logs:
These logs record activity on a specific web server that your organization owns. They show who visited your websites. They are irrelevant for determining if an internal user visited an external, malicious website hosted elsewhere on the internet. The malicious website's logs would have this information, but you would not have access to them.

Summary
To see what internal users are doing on the external internet, use Proxy Logs.

To see who is accessing your internal web servers, use Web Server Logs.

To see malicious patterns in network traffic, use IDS/IPS Logs.

To see domain authentication events, use Active Directory Logs.

Reference
This is a fundamental concept in security monitoring based on the nature of the data sources. The Common Information Model (CIM) also reflects this, with the Network Traffic and Web data models containing fields like src_user and url that are typically populated from proxy data.

Which of the following SPL searches is likely to return results the fastest?



A. index-network src_port=2938 protocol=top | stats count by src_ip | search src_ip=1.2.3.4


B. src_ip=1.2.3.4 src_port=2938 protocol=top | stats count


C. src_port=2938 AND protocol=top | stats count by src_ip | search src_ip=1.2.3.4


D. index-network sourcetype=netflow src_ip=1.2.3.4 src_port=2938 protocol=top | stats count





D.
  index-network sourcetype=netflow src_ip=1.2.3.4 src_port=2938 protocol=top | stats count

Explanation
The key to fast Splunk searches is to limit the amount of data processed as early as possible in the search pipeline. The most efficient way to do this is by using specific index, sourcetype, and field-value filters at the very beginning of the search.

Let's break down why option D is the fastest:

Starts with index=network:
This immediately restricts the search to a single index, which is the most efficient filter. Splunk only needs to look at a fraction of its total data.

Adds sourcetype=netflow:
This further narrows the scope within the "network" index to only events of a specific sourcetype.

Uses specific field-value pairs (src_ip=1.2.3.4 src_port=2938 protocol=tcp): These are highly selective filters that are applied early. Splunk can use its indexed fields to quickly find the tiny subset of events that match all these criteria.

Efficiently ends with | stats count: The stats command then only has to process this small, pre-filtered set of events to produce the count.

Why the Other Options are Slower:

A. index=network src_port=2938 protocol=tcp | stats count by src_ip | search src_ip=1.2.3.4

Mistake:
The highly specific filter src_ip=1.2.3.4 is applied at the end with a search command. This means the stats command must first process all events in the "network" index with src_port=2938 and protocol=tcp (which could be millions of events) to create a table, which is then filtered down to one IP. This is very inefficient.

B. src_ip=1.2.3.4 src_port=2938 protocol=tcp | stats count

Mistake:
This search does not specify an index or sourcetype. It is a "vanilla" search that will run across all indexes (* is implied). This is the least efficient way to start a search, as Splunk must consider every piece of data it has, which is incredibly slow compared to searching a specific index.

C. src_port=2938 AND protocol=tcp | stats count by src_ip | search src_ip=1.2.3.4

Mistake:
This is the worst option. It has the same problem as option A (postponing the src_ip filter), but it also lacks an index specification, so it runs over all indexes by default. The use of AND is also redundant and less idiomatic than just listing the terms.

Key Performance Takeaway
The golden rule for the fastest possible search is: Be as specific as possible, as early as possible. Always lead with index and sourcetype if you know them, followed by your most specific field-value pairs.

Reference
Splunk Documentation: Search performance

This documentation emphasizes the importance of making your base search specific to improve performance, specifically recommending using index and sourcetype filters.

Which Splunk Enterprise Security dashboard displays authentication and access-related data?



A. Audit dashboards


B. Asset and Identity dashboards


C. Access dashboards


D. Endpoint dashboards





C.
  Access dashboards

Explanation
In Splunk Enterprise Security, the dashboards are organized by the type of security domain they cover. The Access category is specifically dedicated to monitoring and investigating authentication, authorization, and access control events.

The Access dashboards within ES would include visualizations and data related to:

User logons and logoffs (successful and failed)

Authentication attempts across various systems (Windows, Linux, VPN, Cloud services)

Privilege escalation activities

Account management changes (e.g., user creation, password resets)

Access to critical assets

This makes it the central place for an analyst to review data concerning who is accessing what, when, and how—which is precisely what "authentication and access-related data" encompasses.

Why the Other Options are Incorrect:

A. Audit dashboards:
These dashboards are focused on the configuration and health of the Splunk deployment itself, including ES. They display data about user access to Splunk, search activity, and configuration changes. They are for auditing the security analytics platform, not for general enterprise authentication events.

B. Asset and Identity dashboards:
These dashboards are for managing the context databases of Splunk ES. They are used to review, edit, and monitor the entries in the Asset and Identity lookup tables. They are administrative interfaces for the framework that enriches authentication data (e.g., by adding user_category), but they do not primarily display the raw authentication event data itself.

D. Endpoint dashboards:
These dashboards focus on activity on the endpoints (servers, workstations, etc.). This includes data from EDR tools about processes, network connections, file modifications, and registry changes. While endpoint authentication (like Windows logon events) might be included, the "Access" dashboard is the broader, dedicated category for all access-related data, including network, cloud, and application authentication, not just endpoint-specific data.

Summary

Access Dashboards:
For analyzing authentication and access events (the "who" and "how" of access).

Endpoint Dashboards:
For analyzing behavior and activity on hosts (the "what" happened on a system).

Reference
Splunk Enterprise Security App: Navigating to the main menu in the ES app will show these dashboard categories (Security Domains > Access). The documentation for Splunk ES also outlines the purpose of each security domain dashboard.

Which of the following is a reason to use Data Model Acceleration in Splunk?



A. To rapidly compare the use of various algorithms to detect anomalies.


B. To quickly model various responses to a particular vulnerability.


C. To normalize the data associated with threats.


D. To retrieve data faster than from a raw index.





D.
  To retrieve data faster than from a raw index.

Explanation
Data Model Acceleration is a performance optimization feature in Splunk. Its primary and direct purpose is to dramatically increase the speed of searches that are based on a data model.

Here’s how it works:

Data Model:
A data model defines a specific domain of data (e.g., "Web Access," "Network Traffic," "Authentication") by normalizing data from various sources into a common structure of objects and fields.

Acceleration:
When you accelerate a data model, Splunk pre-builds a high-performance, summarized index (using tsidx files) of the data that matches the model's constraints.

Result:
Searches that use the | from or | tstats commands against an accelerated data model query this pre-computed index instead of scanning the raw event data. This bypasses the need for expensive parsing and field extraction at search time, leading to much faster retrieval speeds.

Why the Other Options are Incorrect:

A. To rapidly compare the use of various algorithms to detect anomalies:
While faster searches (enabled by acceleration) could help with this task, it is not the reason to use acceleration. Acceleration is a performance tool, not an algorithmic analysis tool. The core reason is speed.

B. To quickly model various responses to a particular vulnerability:
This describes a strategic or operational process. Data Model Acceleration is a technical implementation for speeding up data retrieval. It doesn't directly help in modeling responses.

C. To normalize the data associated with threats:
This is the job of the data model itself, not the acceleration feature. A data model defines the normalization rules (e.g., "all source IP addresses are called src_ip"). Acceleration is an optional feature you enable on top of a data model to make searching that normalized data faster. The normalization happens whether acceleration is on or off.

Key Distinction

Data Model: Defines the structure and normalizes the data.
Data Model Acceleration: Optimizes the search performance for that structured data.

Reference
Splunk Documentation: Accelerate data models

The documentation explicitly states the purpose: "When you accelerate a data model, Splunk software creates a high-performance summary of the data that the data model represents... This summary speeds up the generation of reports and data model objects." The emphasis is consistently on performance gains.

What Splunk feature would enable enriching public IP addresses with ASN and owner information?



A. Using rex to extract this information at search time.


B. Using lookup to include relevant information.


C. Using oval commands to calculate the ASM.


D. Using makersanita to add the ASMs to the search.





B.
  Using lookup to include relevant information.

Explanation
A lookup is a Splunk feature that allows you to enrich your event data by matching a field in your events (like src_ip or dest_ip) with a field in an external table or file (like a CSV) to add additional fields.

How it works for IP enrichment:
You would maintain a CSV file (or use a pre-built one) that maps IP addresses or IP ranges to their corresponding Autonomous System Number (ASN) and organization name (e.g., "AS15169, Google LLC"). In your search, you would use a lookup command to match the src_ip from your events against the ip or cidr field in your lookup table, and then output the asn and as_owner fields into your events.

Example SPL:

text

index=netfw

| lookup asn_lookup ip AS src_ip OUTPUT asn as_owner

| table src_ip, asn, as_owner

This is the standard and most efficient way to perform this type of enrichment.

Why the Other Options are Incorrect:

A. Using rex to extract this information at search time:
The rex command is used to extract fields from raw text using regular expressions. The ASN and owner information is not embedded within the IP address itself or in the event's _raw data. This information is external contextual data, which is precisely what lookups are designed to handle. rex cannot "calculate" or "look up" this external data

C. Using oval commands to calculate the ASN:
There is no such thing as "oval commands" in Splunk's Search Processing Language (SPL). This option appears to be a nonsensical distractor.

D. Using makersanita to add the ASMs to the search:
Similar to option C, "makersanita" is not a valid SPL command. "ASMs" is also likely a typo or distractor for "ASN" (Autonomous System Number). This option is invalid.

Key Takeaway
Use rex when you need to parse and extract data that is already present in the event's raw text.

Use lookup when you need to enrich or add external, contextual information that is not present in the event itself (like geolocation, asset ownership, threat intelligence, or in this case, ASN information).

Reference
Splunk Documentation: About lookups

This documentation explains how lookups work and how to configure them to add fields from external sources.

Which metric would track improvements in analyst efficiency after dashboard customization?



A. Mean Time to Detect


B. Mean Time to Respond


C. Recovery Time


D. Dwell Time





B.
  Mean Time to Respond

Explanation
The question focuses on analyst efficiency following a dashboard customization. Efficiency in a SOC is measured by how quickly and effectively an analyst can act upon information.

Mean Time to Respond (MTTR) measures the average time it takes for the security team to contain and mitigate a threat after it has been detected. This is the period that directly involves analyst actions: investigating the alert, determining the scope, and executing a response (e.g., isolating a host, blocking an IP).

If a dashboard is customized to surface the most critical data more clearly, it should allow an analyst to investigate and make decisions faster. A reduction in MTTR is a direct indicator that the customization has improved analyst efficiency by streamlining the investigation and response process.

Why the Other Options are Incorrect:

A. Mean Time to Detect (MTTD):
This metric measures the average time between when a threat first occurs and when it is discovered by the security team. This is primarily a measure of the effectiveness of detection tools and correlation rules, not analyst efficiency. A dashboard customization might help visualization, but MTTD is more about the automated systems flagging the incident than the analyst's work after it's flagged.

C. Recovery Time:
This metric measures the time it takes to restore systems and operations to normal after an incident has been contained. This is often the responsibility of IT or operations teams, not security analysts. It involves tasks like rebuilding systems, restoring data from backups, etc., which are outside the typical scope of analyst efficiency measured by a dashboard.

D. Dwell Time:
Dwell time is the total length of time a threat actor remains undetected in an environment. It is essentially the sum of MTTD and MTTR (from the attacker's initial compromise to their eventual eradication). While a lower dwell time is the ultimate goal, it is a broad outcome influenced by both technology (affecting MTTD) and human processes (affecting MTTR). MTTR is the specific component of dwell time that directly reflects analyst efficiency.

Summary

MTTD: How good our tools are at finding the bad guy. (Tool Efficiency)

MTTR: How good our analysts are at kicking out the bad guy. (Analyst Efficiency)

Recovery Time: How good our IT team is at cleaning up and restoring service. (IT Efficiency)

Dwell Time: The total time the bad guy was inside the network. (Overall Security Posture)

Therefore, an improvement in Mean Time to Respond (MTTR) is the most direct metric for tracking gains in analyst efficiency.

Which Splunk Enterprise Security framework provides a way to identify incidents from events and then manage the ownership, triage process, and state of those incidents?



A. Asset and Identity


B. Investigation Management


C. Notable Event


D. Adaptive Response





B.
  Investigation Management

Explanation
The Investigation Management framework in Splunk ES is specifically designed to manage the lifecycle of security incidents from detection to resolution. It provides the structure and tools for SOC analysts to:

Identify Incidents:
It takes lower-level security events (often generated by correlation searches) and elevates them to a manageable level as "incidents" or "notable events."

Manage Ownership:
It allows incidents to be assigned to specific analysts or teams, ensuring accountability.

Guide Triage:
It provides a workflow (e.g., statuses like New, In Progress, Resolved, Closed) to track the progress of an investigation.

Track State:
It maintains the current status of each incident, providing a clear view of the SOC's workload and the resolution stage of each case.

In essence, the Investigation Management framework is the "case management" system of Splunk ES.

Why the Other Options are Incorrect:

A. Asset and Identity:
This framework is about context enrichment. It provides critical information about the systems (assets) and users (identities) involved in a security event. For example, it can tell an analyst if an IP address belongs to a critical server or if a user account has administrative privileges. While essential for investigation, it does not manage the incident's workflow, ownership, or state.

C. Notable Event:
A Notable Event is an output or an object within the Investigation Management framework, not the framework itself. It is the specific security alert that is created and then managed by the framework. The question asks for the framework that manages these notables, not the notable itself.

D. Adaptive Response:
This framework is about automation and response. It allows Splunk ES to trigger an automated action in a third-party system (like blocking an IP in a firewall or quarantining a host) based on a notable event. It is an action-oriented framework, not the case management system for tracking analyst workflow.

Analogy

Investigation Management Framework:
The project management software (like Jira or ServiceNow) that tracks tasks, owners, and status.

Notable Event:
A specific task or ticket within that software.

Asset and Identity Framework:
The company directory you consult to get more information about the people and equipment mentioned in the ticket.

Adaptive Response Framework:
An automated script that can be set up to perform a routine action when a ticket is created (e.g., automatically send an email notification).

Reference

Splunk Documentation:
About investigation management in Splunk ES

This documentation explicitly describes the Investigation Management framework as the system for "tracking the state of a notable event" and "managing the workflow for investigating notable events."


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